FundTrader : Mutual Fund Shareholder sub-accounting and servicing

· Real Time Processing
· Processes any type of fund- load, CDSC, money market
· Omnibus Trading and Reconciliation
· Multiple Trading Interfaces- NSCC, DST TIP, Canadian FUND/SERV, proprietary fund links
· Schedule automatic transactions
· ROA (Rights Of Accumulation) Tracking
· Consolidated Client Statements
· Multiple payment methods: ACH, Wire, Check
· Multiple Data Extract Formats
· User-Defined Category Codes

· Handles any account type, including 401(k) participants
· Tax reporting via magnetic media
· Broker/Office/Rep Tracking
· Flexible Reporting capability
· Asset Allocation/Wrap Processing
· System/Fund Group/Fund level processing rules
· Security Subsystem
· Loan Processing
· Short Term Redemption Fee Calculation
· Check Writing
· Check Printing - Dealer, Distribution, Redemption

Phoenix Systems has partnered with Hyland Software to integrate Hyland’s OneBase imaging, document management and workflow solution into Phoenix’ FundTrader system. Now Phoenix clients can access shareholder documents directly from FundTrader screens and automate the workflow tasks associated with those documents throughout their entire organization providing increased efficiency and superior client servicing.

Read this PDF on Imaging/Workflow

FundTrader is a very robust and comprehensive trading (omnibus and fully disclosed) and reconciliation platform that allows financial services firms to submit trades, in an automated standard format, to virtually any domestic mutual fund through a variety of built-in interfaces including:

NSCC
· FUND/SERV
· Networking
· Commission Settlement
· DCC&S
· Mutual Fund profile/Pricing
· ACATS
· Transfer of Retirement Assets
Canadian Fund/SERV
DST TIP
Proprietary Fund Links
Trust Company Links
Phoenix’ FUNDS/NET Transfer Agent system
Standard ASCII text format

Learn more about trading and reconciliation!

All FundTrader systems include a very comprehensive set of standard reports (over 100) that can be created on demand at any time by the end user. All reports can be browsed on the screen, printed, or a sent to file in tab-delimited format.
Ad-Hoc Reporting is also available utilizing any off the shelf ODBC compliant report writer such as ACCESS, FoxPro and Crystal Reports Examples of standard reports include:
Client Reports Balance Reports Client Size Analysis Tax Deferred Contribution Client Address Lists: Check Wire Duplicate Confirmation Bank Address ACH Primary/Sec. Beneficiary Designated Payee As of Trade Client Sales Report by Dealer Transaction History Client Notes	Transaction Listing Pending transactions Automatically generated transactions - By batch - By operator - By transaction type Transaction History By transaction type By date range By account Other criteria	Posting Summary/Register Daily activity detail Daily activity summaries Broker/Dealer Reports Dealer Activity Rep Registration by State Dealer Commissions Dealer Sales Summary Dealer Orders Wholesaler 12B-1 Reports Dealer Invoices Dealer Order Activity

FUNDS/e is a next generation JAVA web application providing client account access through the Internet 24 hours a day, 7 days a week. FUNDS/e has become the standard in the industry for firms wishing to distinguish themselves through superior client service, operational efficiency and technological innovation.

FUNDS/e provides
· account balances
· pending transactions
· transaction history
· registration data
· fund data
· estatements, on demand, in a PDF or HTML format
· transaction capability (purchases, redemptions, exchanges)

Learn more about FUNDS/e


The following versions of FundTrader are available:

is a fully interactive and complete mutual fund shareholder sub-accounting and client servicing solution for small to medium sized firms running on a Microsoft Windows or NOVELL platform

is the UNIX (HP or SUN) or LINUX version of FundTrader for larger financial services firms. FundTrader/X provides the power of a mainframe in a UNIX/LINUX environment to efficiently and cost-effectively manage a clients’ growth.

includes all the functionality of FundTrader and has incorporated the specific functions necessary for businesses outside of the U.S. Examples include: European date format, expanded pricing, multi-lingual statement, multi-currency, performance fees and hedge funds.